Securities Regulation

Course Number:

Credit Hours:
2 or 3 Credit Hours

Prerequisites: RCC*. Strongly recommended: Corporations (LAW 692). This course offers a consideration of the state and federal regulation of securities and transactions involving securities, with emphasis upon the creation of a "security," distributions of securities in the formation of capital, trading in securities, and rights associated with being the holder of a security. Careful attention is also given to specialized liabilities associated with transactions involving securities as a matter of both state and federal law. Satisfies administrative law requirement.

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